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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-18 |
Branch Locations
6303 Cowboys Way, Frisco, TX 75034 • United States
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Dallas | TX | 12/2009 | 04/2019 |
| Stifel Nicolaus & Co Inc | Dallas | TX | 04/2019 | Present |
1. Holliv Partners LLC;6819 Santa Maria Lane Dallas TX 75214;LLC to hold joint investments; owner; Joint manager of LLC; 7/1/19; 0 hr/day; not during securities trading hours; investment related. 2. Notre Dame School of Dallas Board; 2018 Allen St, Dallas, TX 75204; School serves students with developmental disabilities; Board member; Assist in helping the mission of the school; 06/01/2022; 3 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 3. Notre Dame School of Dallas Foundation; 2018 Allen St, Dallas, TX 75204; School serves students with developmental disabilities; Foundation Board Member; 4 zoom calls a year to look over the financial well-being of the school; 08/22/2022; 1 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related. 4. Jesuit College Preparatory School of Dallas Foundation Committee; 12345 Inwood Dallas TX 75244; Catholic preparatory high school in Dallas of which I am an alumnus; Comittee Member; Quarterly meetings to discuss financial stability of the school and how they are positioned with current economic issues; 07/01/2022; 3 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 5. HolRee Energy LLC; 7122 Alexander Dallas TX 75214; This is a sole member LLC I wish to create to hold my interest as an investor in the Carmac Franks oil well; To hold interest in oil well in an LLC instead of joint name for liability purpose; 11/01/2023; 0.00hours/year; Not during securities trading hours; Investment-Related 6. Notre Dame School of Dallas; 2018 Allen Dallas TX 75204; School for intellectually disabled children; Finance Committee Chair; Representative of the Board that chairs the finance committee which helps the headmaster with budgetary questions; 08/15/2024; 3.00hrs/month; During Securities Trading Hours; Not Investment-Related. 7. Jesuit Dallas Foundation; 12345 Inwood Rd Dallas, TX 75244; This is the foundation for a private Catholic high school that I attended; Board of Trustees; To attend quarterly meetings for the benefit of the student at Jesuit College Prep of Dallas; 08/24/2026; 2hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-14 |
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