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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-08 |
| PA | RA | APPROVED | 2019-11-13 |
Branch Locations
381 W Governor Rd., Hershey, PA 17033 • United States
361 East Main St, Middletown, PA 17057 • United States
2792 Old Post Rd, Harrisburg, PA 17110 • United States
960 E Main St, Palmyra, PA 17078 • United States
15 N Lockwillow Ave, Harrisburg, PA 17112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | York | PA | 04/2016 | 06/2017 |
| Citizens Securities, Inc. | Fairless Hills | PA | 08/2017 | 10/2019 |
| Lpl Financial Llc | Middleton | PA | 11/2019 | Present |
| Members 1St Federal Credit Union | Middletown | PA | 11/2019 | Present |
1)11/12/19- Members 1st Investment Services and Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%. 2) 11/26/2019 - Members 1st FCU - DBA: Members 1st Investment Services and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/12/2019 - 160 Hours Per Month/144 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-23 |
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