Nicholas Vincent Favia

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2014-03-21
TX	RA	APPROVED_RES	2014-03-14

AZ RA
APPROVED

Since 2014-03-21
TX RA
APPROVED_RES

Since 2014-03-14

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Scottsdale	AZ	03/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

03/2014 → Present

Morgan Stanley

Scottsdale, AZ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2010-10-18 → 2012-03-27

Morgan Stanley

Scottsdale, AZ

Other Businesses

*576044 - STARS AZ; Investment related-No; scottsdale, Arizona; Civic/Community; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 11/2023; During business hours: 0; After business hours: 4; Labor/Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-26

S66 Uniform Combined State Law Examination

2010-05-26

View on SEC IAPD