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Mitchell Donovan Smith

First Nebraska Financial Services

North Platte, NE

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Current Employers
First Nebraska Financial Services

202 W. 2Nd St., North Platte, NE 69101 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-09-16
CO RA APPROVED 2019-09-13
TX RA APPROVED 2019-09-13
  • NE RA
    APPROVED
    Since 2019-09-16
  • CO RA
    APPROVED
    Since 2019-09-13
  • TX RA
    APPROVED
    Since 2019-09-13

Branch Locations

202 W. 2Nd St., North Platte, NE 69101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. Denver CO 06/2011 06/2019
First Nebraska Advisory Llc North Platte NE 09/2019 Present
Osaic Wealth, Inc. North Platte NE 07/2019 Present
  • 06/2011 → 06/2019
    Oppenheimerfunds Distributor, Inc.
    Denver, CO
  • 09/2019 → Present
    First Nebraska Advisory Llc
    North Platte, NE
  • 07/2019 → Present
    Osaic Wealth, Inc.
    North Platte, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-19
S63 Uniform Securities Agent State Law Examination 2009-07-16
  • S66 Uniform Combined State Law Examination
    2019-08-19
  • S63 Uniform Securities Agent State Law Examination
    2009-07-16

View on SEC IAPD

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LPL FINANCIAL LLC
BANKERS LIFE ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Misty Dawn Robertson
DAVID DUANE HOVDEN
Kevin Dimmitt
DAVID WARREN PERRY
Jeffrey Lynn Vap
Dutch N Vap
Susan Winker Maline
DARREL CLARENCE SMITH

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NORTH PLATTE, NE
THRIVENT INVESTMENT MANAGEMENT INC. · NORTH PLATTE, NE
WELLS FARGO CLEARING SERVICES, LLC · NORTH PLATTE, NE
EDWARD JONES · NORTH PLATTE, NE
AVANTAX PLANNING PARTNERS, INC. · North Platte, NE
LPL FINANCIAL LLC · NORTH PLATTE, NE
EDWARD JONES · NORTH PLATTE, NE
EDWARD JONES · NORTH PLATTE, NE

More in North Platte, NE

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