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James Bradley Carroll

Black Swan Management Group, Inc.

Dallas, TX

CRD 5683655

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Employer firm

Black Swan Management Group, Inc. CRD 112371

$108M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Black Swan Management Group, Inc.

15770 N. Dallas Parkway Suite 550, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-10
  • TX RA
    APPROVED
    Since 2017-02-10

Branch Locations

15770 N. Dallas Parkway Suite 550, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilshire Gun Oklahoma City OK 08/2014 05/2018
Omegaone Group, Llc Dallas TX 08/2012 06/2017
Black Swan Management Group Dallas TX 06/2017 Present
  • 08/2014 → 05/2018
    Wilshire Gun
    Oklahoma City, OK
  • 08/2012 → 06/2017
    Omegaone Group, Llc
    Dallas, TX
  • 06/2017 → Present
    Black Swan Management Group
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-22
  • S65 Uniform Investment Adviser Law Examination
    2010-06-22
Designations
  • Certified Financial Planner
Other Names
  • James Carroll
  • Brad Carroll

View on SEC IAPD

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