Angela On Kei Lau

Citigroup Global Markets Inc.

Los Angeles, CA

Claim This Profile

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-02-13

CA RA
APPROVED

Since 2020-02-13

Branch Locations

Citi Private Bank 531-535 Cowper Street, Palo Alto, CA 94301 • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Santa Clara	CA	04/2014	Present

04/2014 → Present

Citigroup

Santa Clara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-13
S63	Uniform Securities Agent State Law Examination	2010-09-08

S66 Uniform Combined State Law Examination

2020-02-13
S63 Uniform Securities Agent State Law Examination

2010-09-08

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAVERLEY CAPITAL MANAGEMENT, LLC

LUMINARI CAPITAL MANAGEMENT, LLC

CARBIDE VENTURES

Other Investors

DANIEL P MCGOVERN

SIRMA M TZOUTZOVA

LARYSA P SMYKOVSKAYA

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA

CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA

DCVC · PALO ALTO, CA

DCVC BIO · PALO ALTO, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor