Sasson Afshari

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-06-07

NJ RA
APPROVED

Since 2021-06-07

Branch Locations

Scottsdale, AZ • United States

6710 N Scottsdale Rd. Ste 136, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2012	06/2021
Bank Of America, N.A.	New York	NY	01/2013	05/2021
Lpl Financial, Llc	Scottsdale	AZ	06/2021	Present

11/2012 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
01/2013 → 05/2021

Bank Of America, N.A.

New York, NY
06/2021 → Present

Lpl Financial, Llc

Scottsdale, AZ

Previous Registrations

2012-11-23 → 2021-06-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

New York, NY
2010-07-30 → 2012-11-30

Morgan Stanley

New York, NY

New York, NY

Other Businesses

1) 6/2021 - DBA for LPL Business (entity for LPL business) - Servat Investment Management - Investment Related - 100% - Scottsdale, AZ 85250 2) 11/2020 - Real Estate Rental - Park C LLC - Investment Related - 2125 Monitor Dr Park City, Utah 84060 3) 5/1998 - Business Entity For Tax/Investment Purposes Only - AFSHARI LIMITED PARTNERSHIP - Not Investment Related - Brookville, NY 11771

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-29

S66 Uniform Combined State Law Examination

2010-07-29

View on SEC IAPD