Christopher Scott Mergardt

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-02-02

NJ RA
APPROVED

Since 2016-02-02

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

125 High St 13Th Fl [Wealth Mgmt], Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	New York	NY	07/2015	11/2016
Wells Fargo Bank	New York	NY	07/2015	Present
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

07/2015 → 11/2016

Wells Fargo Advisors, Llc

New York, NY
07/2015 → Present

Wells Fargo Bank

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Previous Registrations

2010-09-06 → 2011-09-20

Barclays Capital Inc.

New York, NY

Other Businesses

POWER OF ATTORNEY FOR AUNT; INV RELATED; HINGHAM, MA; ASSIST IN LEGAL AND FINANCIAL MATTERS; POA; START DATE: 09/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-02

S66 Uniform Combined State Law Examination

2016-02-02

View on SEC IAPD