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West Lake Hills, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED_RES | 2016-02-03 |
Branch Locations
251 South Lake Ave Suite 800, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2025-06-10 |
Branch Locations
251 South Lake Ave Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caerus Investment Advisors, Llc | San Francisco | CA | 09/2014 | Present |
| Dishmi Capital, Llc | South Pasadena | CA | 05/2025 | Present |
Name of the Business: S3 Ventures, LLC Investment-Related Address: 221 Kearny, 5th Floor San Francisco, California 94108 Nature of the Business: Holding Company for Angel Investments Title: Managing Member Start Date of the Business: 2/7/2012 Approximate Hours: 2 hrs/month Name of the Business: TVC 657 Natoma, LLC Investment-Related Address: 221 Kearny, 5th Floor San Francisco, California 94108 Nature of the Business: Holding Company for a real estate property Title: Managing Member Start Date of the Business: 3/27/2012 Approximate Hours: 2 hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-31 |
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