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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-02 |
| TN | RA | APPROVED | 2023-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 08/2015 | 05/2018 |
| Raymond James & Associates, Inc. | Nashville | TN | 05/2018 | 07/2023 |
| Younique Products | Nashville | TN | 04/2015 | 11/2025 |
| High Country Financial Advisors | Nashville | TN | 08/2023 | Present |
| Raymond James Financial Services, Inc. | Nashville | TN | 08/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Nashville | TN | 08/2023 | Present |
1) High Country Financial Advisors. Not investment related. Nashville, TN. DBA/Support Company. Advisor. Started: 08/2023. 0 hrs per month, 0 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-20 |
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