Joseph Andrew Giardano

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 08/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 06/2014 → 11/2017
  Girard Securities, Inc.
  Irving, TX
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2023 → 09/2023
  Hilltop Securities
  Dallas, TX
• 09/2023 → Present
  Propsera Financial Services
  Dallas, TX

Previous Registrations

• 2014-06-04 → 2023-10-13
  United Capital Financial Advisors
  Irving, TX
  Houston, TX
  Irving, TX
• 2023-09-01 → 2023-10-12
  Hilltop Securities Inc.
  Dallas, TX
• 2014-06-24 → 2014-06-26
  Girard Securities, Inc.
  Irving, TX
  Houston, TX
  San Diego, CA
• 2012-11-12 → 2014-06-04
  Wells Fargo Clearing Services, Llc
  Dallas, TX
• 2012-10-05 → 2012-11-06
  Institutional Securities Corporation
  Dallas, TX
  Dallas, TX
• 2009-11-23 → 2012-10-09
  Mml Investors Services, Llc
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2009-11-10

Other Names

• Joe Giardano
• Joseph Andrew Giardano
• Joseph Giardano