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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ornl Federal Credit Union | Knoxville | TN | 06/2015 | 09/2024 |
| Invest Financial Corp. | Tampa | FL | 06/2015 | 10/2017 |
| Lpl Financial Llc | Knoxville | TN | 10/2017 | 07/2020 |
| Odyssey Financial Advisors | Knoxville | TN | 11/2020 | 12/2022 |
| Continental Coffee Company | Louisville | TN | 12/2019 | Present |
| Farm | Louisville | TN | 06/2012 | 04/2024 |
| Cetera Advisors Llc | St Cloud | MN | 11/2020 | Present |
| Odyssey Investment Advisors | Maryville | TN | 12/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: ODYSSEY INVESTMENT ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP:PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) CONTINENTAL COFFEE COMPANY, INVESTMENT RELATED, 3062 DEVAULT ROAD, LOUISVILLE, TN, 37777, RETAIL, STARTED 12/2019, POSITION/TITLE/RELATIONSHIP: CO OWNER, APX 5 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FINANCIAL, OVERSEE BUYING OF NEW GREEN COFFEE, DECIDING ON ROASTING PROFILE; 3) NAME OF OTHER BUSINESS: ALEX MINGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOCIAL MEDIA; START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PHOTOGRAPHER, ATHLETE, SOCIAL MEDIA PERSONALITY - POST ON SOCIAL MEDIA;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-06 |
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