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Tom Sawyer Driscoll

Commonwealth Financial Network

Waukesha, WI

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-17
  • WI RA
    APPROVED
    Since 2023-08-17

Branch Locations

N14 W23900 Stone Ridge Drive, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R&R Insurance Services Waukesha WI 07/2013 Present
Nfp Advisor Services Austin TX 06/2015 03/2018
1St Global Capital, Corp. Waukesha WI 03/2018 08/2023
1St Global Advisors, Inc Waukesha WI 03/2018 10/2019
R&R Wealth Management, Llc Waukesha WI 03/2018 Present
Avantax Advisory Services Waukesha WI 10/2019 08/2023
Avantax Investment Services, Inc. Waukesha WI 10/2019 08/2023
Avantax Insurance Services, Inc. Waukesha WI 10/2019 08/2023
Commonwealth Financial Waltham MA 08/2023 Present
  • 07/2013 → Present
    R&R Insurance Services
    Waukesha, WI
  • 06/2015 → 03/2018
    Nfp Advisor Services
    Austin, TX
  • 03/2018 → 08/2023
    1St Global Capital, Corp.
    Waukesha, WI
  • 03/2018 → 10/2019
    1St Global Advisors, Inc
    Waukesha, WI
  • 03/2018 → Present
    R&R Wealth Management, Llc
    Waukesha, WI
  • 10/2019 → 08/2023
    Avantax Advisory Services
    Waukesha, WI
  • 10/2019 → 08/2023
    Avantax Investment Services, Inc.
    Waukesha, WI
  • 10/2019 → 08/2023
    Avantax Insurance Services, Inc.
    Waukesha, WI
  • 08/2023 → Present
    Commonwealth Financial
    Waltham, MA
Previous Registrations
  • 2019-10-25 → 2023-08-22
    Avantax Advisory Services
    Waukesha, WI
  • 2019-06-26 → 2019-10-25
    1St Global Advisors Inc
    Waukesha, WI
    Waukesha, WI
    Waukesha, WI
Other Businesses

Fixed insurance sales; as of 07/01/2013; 50% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-26
S63 Uniform Securities Agent State Law Examination 2015-10-15
  • S66 Uniform Combined State Law Examination
    2019-06-26
  • S63 Uniform Securities Agent State Law Examination
    2015-10-15
Other Names
  • Tom Sawyer Driscoll
  • Tom S Driscoll

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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