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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-10-06 |
| TX | RA | APPROVED | 2017-10-06 |
Branch Locations
4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States
Prairie Village, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Kansas City | MO | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kansas City | MO | 11/2016 | 10/2017 |
| Ameriprise Financial Services Inc | Overland Park | KS | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Leawood | KS | 03/2020 | Present |
Board of Directors; GN Bankshares; Board member; 100 E. Forest Ave.Girard, KS 66743, ,; Not Investment-Related; 01/22/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-03 |
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