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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-17 |
| MA | RA | APPROVED | 2024-11-25 |
| FL | RA | APPROVED | 2024-11-12 |
| NJ | RA | APPROVED | 2024-11-12 |
| NY | RA | APPROVED | 2024-11-11 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Capital Inc | New York | NY | 09/2012 | 04/2017 |
| Blackrock | New York | NY | 04/2017 | 05/2019 |
| Liberty Mutual Investments | Boston | MA | 06/2019 | 10/2023 |
| Zyon Capital Partners Llc | Newton | MA | 12/2023 | 10/2024 |
| Guardian Life Insurance | Needham | MA | 10/2024 | Present |
| Park Avenue Securities | Needham | MA | 10/2024 | Present |
| Guardian Life Insurance | Newton Center | MA | 10/2024 | Present |
| Park Avenue Securities | Newton Center | MA | 10/2024 | Present |
1) Zyon Capital Partners LLC-LLC DBA for Marketing, Start date: 12/30/2023, Address: 160 Gould street, Needham MA 02494, 40 total hours per month; 30 during securities trading hours, Investment related, More than 10% annual compensation, 2) Board Member, Girls on the Run Worcester County, a non-profit, Start date: 08/30/2024, Address: 670 Linwood Avenue Suite 12A Whitinsville, MA 01588, 2 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 3) Board Advisor, Newton Wellesley Hospital, Start date: 07/30/2024, Address: 2014 Washington St Newton Lower Falls, MA 02462 , 2 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 4) Executive Member of the PTO (Parent Teacher Org) of Memorial Spaulding Elementary School, Start date: 09/03/2024, Address: 250 Brookline St, Newton, MA 02459, 2 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 5) Insurance other than Guardian, Start date: 09/04/2025, Address: 160 Gould street, Needham MA 02494, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-14 |
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