Craig Barthelemy Lucas

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Brooklyn, NY
• 01/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Brooklyn, NY
• 08/2020 → Present
  Direct Care
  Brooklyn, NY

Previous Registrations

• 2011-08-02 → 2012-10-01
  Chase Investment Services Corp.
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY

Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: DIRECT CARE POSITION: CAREGIVER START DATE: 8/1/2020 ADDRESS: 6520 New Utrecht avenue Brooklyn, NY 11219 DETAILS: PROVIDING CARE TO AN ELDERLY FAMILY MEMBER. PROVIDING BASIC AND ESSENTIAL DUTIES AROUND THE HOME DURING THE WEEKENDS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 50 HOURS DURING TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-01
• S63 Uniform Securities Agent State Law Examination
  2009-07-27

Other Names

• Craig B Lucas