Gary Benjamin Penn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 09/2019
  Summit Brokerage Services Inc
  Fenton, MI
• 04/2011 → 05/2021
  Summit Financial Group Inc
  Fenton, MI
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-04-29 → 2021-05-20
  Summit Financial Group Inc
  Fenton, MI
  Fenton, MI
  Fenton, MI
• 2009-08-25 → 2011-04-06
  Edward Jones
  Fenton, MI
  Brighton, MI
  St Louis, MO

Other Businesses

(1) PENN FINANCIAL LLC; SINCE 03/01/2016; 2415 Owen Rd, Bldg B, Fenton MI 48430; FINANCIAL ADVISOR; All routine activities currently associated with being a Financial Advisor; 50 HOURS SPENT ON ACTIVITY PER MONTH, 50 HOURS SPENT DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2009-08-20

Other Names

• Gary Penn