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Troy Layne Jones

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-18
NC RA APPROVED 2017-11-20
VA RA APPROVED 2014-07-02
  • TX RA
    APPROVED_RES
    Since 2018-07-18
  • NC RA
    APPROVED
    Since 2017-11-20
  • VA RA
    APPROVED
    Since 2014-07-02

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Culpeper VA 05/2011 Present
Wells Fargo Advisors, Llc Culpeper VA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Culpeper VA 11/2016 Present
  • 05/2011 → Present
    Wells Fargo Bank, Na
    Culpeper, VA
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Culpeper, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Culpeper, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-22
  • S66 Uniform Combined State Law Examination
    2009-08-22
Other Names
  • Troy Jones

View on SEC IAPD

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