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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-15
IL RA APPROVED 2013-01-28
  • TX RA
    APPROVED_RES
    Since 2014-09-15
  • IL RA
    APPROVED
    Since 2013-01-28

Branch Locations

150 Burr Ridge Pkwy, Burr Ridge, IL 60527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Bolingbrook IL 01/2013 Present
  • 01/2013 → Present
    Jpmorgan Securities Llc
    Bolingbrook, IL
Previous Registrations
  • 2011-06-02 → 2011-12-15
    Chase Investment Services Corp.
    Bloomingdale, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-01
S63 Uniform Securities Agent State Law Examination 2009-07-22
  • S65 Uniform Investment Adviser Law Examination
    2011-06-01
  • S63 Uniform Securities Agent State Law Examination
    2009-07-22

View on SEC IAPD

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