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Timothy Nicholas Gutierrez

J.P. Morgan Securities LLC

Antioch, IL

Spring Grove, IL

CRD 5681736

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-08
IL RA APPROVED 2019-05-15
  • TX RA
    APPROVED
    Since 2019-08-08
  • IL RA
    APPROVED
    Since 2019-05-15

Branch Locations

389 E Rt 173, Antioch, IL 60002 • United States

2311 N Us Hwy 12, Spring Grove, IL 60081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Antioch IL 06/2009 10/2017
J.P. Morgan Securities Llc Gurnee IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Gurnee IL 10/2017 Present
  • 06/2009 → 10/2017
    Jp Morgan Chase
    Antioch, IL
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Gurnee, IL
  • 10/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Gurnee, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-10
S63 Uniform Securities Agent State Law Examination 2009-07-20
  • S66 Uniform Combined State Law Examination
    2019-05-10
  • S63 Uniform Securities Agent State Law Examination
    2009-07-20
Other Names
  • Nick Gutierrez
  • Timothy N Gutierrez

View on SEC IAPD

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