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Employer firm

Bolton Securities Corporation CRD 129376

$8.28B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-22
  • FL RA
    APPROVED
    Since 2017-06-22

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

1441 Brickell Suite 1700, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2008 05/2017
Bolton Global Capital Bolton MA 05/2017 Present
Bolton Global Asset Management Bolton MA 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-03
  • S66 Uniform Combined State Law Examination
    2013-09-03
Other Names
  • Karyn Socarras
  • Karyn Socarras

View on SEC IAPD

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