Donald Glyn Kemp

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-01-02 → 2016-03-04
  Msi Financial Services, Inc.
  Duluth, GA
  Atlanta, GA
  Atlanta, GA
• 2013-04-09 → 2015-01-02
  New England Securities
  Atlanta, GA
  Duluth, GA
• 2011-10-24 → 2013-04-16
  Park Avenue Securities Llc
  Johns Creek, GA
• 2009-07-10 → 2010-06-30
  Integrity Alliance, Llc.
  Suwanee, GA
  Urbandale, IA

Other Businesses

1. NAME OF OTHER BUSINESS: DONALD KEMP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: APX NUMBER OF HOURS PER WEEK: 2-3 APX NUMBER OF HOURS DURING TRADING HOURS:2-3 BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE AGENT, LIFE, DISABILITY, HEALTH, P&C 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: DON KEMP AGENCY DBA COMMUNITY RISK ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 10/01/2016; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 10 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PROSPECT DEVELOPMENT, CLIENT ACQUISITION, AND RETENTION. 4. NAME OF OTHER BUSINESS: WINGO BROOKS PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 351 ROLLINGWOOD DRIVE JACKSON, MS 39211; NATURE OF BUSINESS: ESTATE PLANNING ENTITY; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: .01; APX NUMBER OF HOURS DURING TRADING HOURS: .01; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR ESTATE PLANNING FOR FAMILY PROPERTY; 5. NAME OF OTHER BUSINESS: SONS OF MOSBY MOTORCYCLE ASSOCIATION ; INVESTMENT RELATED: NO ADDRESS: 70 ARBOR COVE EAST BELDEN, MS 38826 ; NATURE OF BUSINESS: ASSOCIATION ; START DATE: 10/2/2010 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: 0.01 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: KEEP ACCURATE RECORDS, NOTIFY OF UPCOMING MEETINGS, CALLING ROLL DURING MEETINGS;

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-09-28
• S65 Uniform Investment Adviser Law Examination
  2009-07-09

Other Names

• Kemp Glyn Donald
• Don Glyn Donald