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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-26
PA RA APPROVED 2010-10-04
  • TX RA
    APPROVED_RES
    Since 2014-02-26
  • PA RA
    APPROVED
    Since 2010-10-04

Branch Locations

96 S George St, York, PA 17401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Inc. Camp Hill PA 07/2010 Present
Bank Of America, N.A. York PA 10/2010 Present
  • 07/2010 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith Inc.
    Camp Hill, PA
  • 10/2010 → Present
    Bank Of America, N.A.
    York, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
  • S66 Uniform Combined State Law Examination
    2010-10-01
Other Names
  • Nicholas Sciotti
  • Nick Sciotti

View on SEC IAPD

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