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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2021-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hazlett, Burt & Watson, Inc. | Wheeling | WV | 04/2011 | 07/2021 |
| Lpl Financial, Llc | Wheeling | WV | 07/2021 | Present |
1. 7/15/2021 - Rohrig Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/17/2021 - Highland Capital Brokerage - Investment Related - 2002 Renaissance Blvd, Ste 220, King of Prussia, PA 19406 - Non-Variable Insurance - Producer - Start Date: 11/29/2021 - 5 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-15 |
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