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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-16 |
| NJ | RA | APPROVED | 2015-04-21 |
Branch Locations
100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States
Skillman, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 04/2015 | Present |
| Bank Of America, N.A. | Bridgewater | NJ | 05/2015 | Present |
I*968276, Name of OBA: BRAUN RESEARCH, INC. Address: Princeton, NJ Investment Related: No Position, Title, Association: Other, Speak individuals to complete public opinion surveys Employee Start Date: 8/27/2022 No Hours: 20 Weekly No Hours during trading: 0 Duties: Complete call surveys
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-02 |
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