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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc. | Newport Beach | CA | 09/2015 | 09/2023 |
| First Republic Securities Company, Llc | Newport Beach | CA | 09/2015 | 09/2023 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 09/2023 | 10/2024 |
| Citizens Securities, Inc. | Corona | CA | 01/2025 | Present |
| Unemployed | Corona | CA | 10/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-30 |
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