Connor Louis Smith

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2018
  Scottrade
  Providence, RI
• 03/2018 → 07/2021
  Hoover Financial Advisors
  Malvern, PA
• 07/2021 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 07/2021 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2018-04-17 → 2021-07-08
  Hoover Financial Advisors, Inc.
  Malvern, PA
• 2017-01-27 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO
• 2013-02-22 → 2013-10-18
  Fifth Third Securities, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2009-11-09 → 2013-02-20
  Edward Jones
  St Louis, MO
  Zionsville, IN

Other Businesses

STARTED: 10/15/2013 PART TIME PRODUCTION ASSISTANT AT INDUSTRIAL MANUFACTURING COMPANY DANGLERS INC. ABOUT 1 HOUR A MONTH IS DEVOTED TO THIS ACTIVITY, ONLY OUTSIDE OF TRADING HOURS. ADDRESS: 85 OAKDALE AVE/JOHNSTON, RI. WEALTH ENHANCEMENT GROUP - NON-INVESTMENT RELATED - MALVERN, PA - FIXED INSURANCE - VP, FINANCIAL ADVISOR - START DATE: 10/2025 - 8 HOURS SPENT PER MONTH, 8 HOURS SPENT DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-06

Designations

• Certified Financial Planner