Travis M Huck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2018-02-19
AZ	RA	APPROVED	2017-11-29
MT	RA	APPROVED	2017-11-29
SD	RA	APPROVED	2017-11-29
TX	RA	APPROVED	2017-11-29

IA RA
APPROVED

Since 2018-02-19
AZ RA
APPROVED

Since 2017-11-29
MT RA
APPROVED

Since 2017-11-29
SD RA
APPROVED

Since 2017-11-29
TX RA
APPROVED

Since 2017-11-29

Branch Locations

125 Brown County Hwy 19 S, Aberdeen, SD 57401 • United States

928 Valley View Dr Ste 18, Council Bluffs, IA 51503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America, Inc.	Aberdeen	SD	06/2015	11/2017
Lpl Financial Llc	Council Bluffs	IA	11/2017	Present

06/2015 → 11/2017

Investment Centers Of America, Inc.

Aberdeen, SD
11/2017 → Present

Lpl Financial Llc

Council Bluffs, IA

Previous Registrations

2015-08-05 → 2017-11-29

Investment Centers Of America, Inc.

Aberdeen, SD

Hamilton, MT

Council Bluffs, IA

Appleton, WI

Other Businesses

1. 11/29/2017 - iRetireFinancial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 01/17/2018 - H3 Insurance LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Life, Health, Long-term Care, Fixed Annuities. 3. 01/23/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/27/2017 - 200 Hours Per Month/200 Hours During Securities Trading. 4. 11/21/2018 - iRetire Financial by Huck Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2017 - 200 Hours Per Month During Securities Trading. 5. 1/21/2020 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 1 Hours Per Month/0 Hours During Securities Trading. 6. 4/1/2020 - Investment Center Advisor Group Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/02/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 7. 1/25/2023 - H3 Holdings, LLC - Not Investment Related - Aberdeen SD, 57401 - Farmland - Member - Start Date - 11/08/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 8. 01/05/2024 - Investment Center Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading