William Justin Zand

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-03-29

CT RA
APPROVED

Since 2022-03-29

Branch Locations

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	01/2014	04/2018
Citigroup	Greenwich	CT	04/2018	Present

01/2014 → 04/2018

Citigroup Global Markets Inc.

New York, NY
04/2018 → Present

Citigroup

Greenwich, CT

Other Businesses

OA name: ORINOCO COUNCIL BUILDING ASSOCIATION LLC, Nature: EVENT RENTAL/BAR (Investment-related: No, Location: Greenwich, CT, started 01/01/2008), Title: BARTENDER, Duties: BARTENDER, Hours: (0 during trading hours/month, 6-10 during non-trading hours/month).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-29
S63	Uniform Securities Agent State Law Examination	2019-11-14

S65 Uniform Investment Adviser Law Examination

2022-03-29
S63 Uniform Securities Agent State Law Examination

2019-11-14

View on SEC IAPD