William E Moss

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-09-02
TX	RA	APPROVED	2020-08-11
DC	RA	APPROVED	2020-07-30

VA RA
APPROVED

Since 2021-09-02
TX RA
APPROVED

Since 2020-08-11
DC RA
APPROVED

Since 2020-07-30

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	09/2013	07/2020
Bank Of America, N.A.	Washington	DC	04/2014	07/2020
Morgan Stanley Smith Barney Llc	Washington	DC	07/2020	Present
Morgan Stanley Private Bank, N.A.	New York	NY	09/2020	Present

09/2013 → 07/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
04/2014 → 07/2020

Bank Of America, N.A.

Washington, DC
07/2020 → Present

Morgan Stanley Smith Barney Llc

Washington, DC
09/2020 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2014-01-29 → 2020-07-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Other Businesses

(1) 406335 - The Heights School; Not Investment Related; Potomac, MD; Education; Board Member; Start 23-August-2018; During business hours: 0; After business hours: 1; Administrative. (2) 406330 - DC Accelerator; Not Investment Related; Washington, DC; Professional Development Program for Young Professionals; Board Member; 14-September-2017; During business hours: 0; After business hours: 5; Teaching and mentoring. (3) 406327 - Catholic University of America; Not Investment Related; Washington, DC; Education; Employee; Start 01-July-2020; During business hours: 6; After business hours: 2; Professor. (4) 665422 - Rental Property; Investment Related; Great Falls, VA; Real Estate; Sole Proprietor/Owner; Start 03-September-2024; During business hours: 0; After business hours: 1; Property Management. *704351- Project Arete; Investment related No; Great Falls, Virginia; Publishing:Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent);08/2026; During business hours: 0; After business hours: 10; Other:Sales/Marketing : This would be a small LLC I run with my family to provide weekend activities for their friends and members of the community (cooking lessons, fishing excursions, etc)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-15

S66 Uniform Combined State Law Examination

2014-01-15

Other Names

William Edward Moss
Ed Moss
Eddy Moss

View on SEC IAPD