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CRD 5679437
Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-04-10 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
600 Frederica St., Owensboro, KY 42301 • United States
323 Townepark Circle, Louisville, KY 40243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vineyard Financial | Owensboro | KY | 03/2016 | 03/2017 |
| Usa Financial Securities | Ada | MI | 03/2016 | 03/2017 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 04/2017 | Present |
| E. M. Ford & Company | Owensboro | KY | 03/2017 | Present |
E. M. FORD & COMPANY. INVESTMENT RELATED BUSINESS. INSURANCE AND ANNUITY SALES. FINANCIAL ADVISOR. START DATE: 3/2017. 16 HRS/MONTH TOTAL. 8 HRS/MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-06 |
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