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Kimberly Higgins Day

Wealth Enhancement Advisory Services, LLC

San Diego, CA

Plymouth, MN

CRD 5678952

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-03
TX RA APPROVED 2026-02-03
  • CA RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED
    Since 2026-02-03

Branch Locations

San Diego, CA • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Higgins Capital Management, Inc. La Jolla CA 01/2013 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 03/2018 04/2020
Bank Of America, N.A. San Diego CA 05/2018 04/2020
Td Ameritrade San Diego CA 04/2020 09/2023
Charles Schwab & Co., Inc. San Diego CA 09/2023 09/2023
Wealth Enhancement Group San Diego CA 02/2026 Present
Wealth Enhancement Advisory Services San Diego CA 02/2026 Present
Christopher Weil San Diego CA 09/2023 12/2025
  • 01/2013 → 03/2018
    La Jolla, CA
  • 03/2018 → 04/2020
    San Diego, CA
  • 05/2018 → 04/2020
    Bank Of America, N.A.
    San Diego, CA
  • 04/2020 → 09/2023
    Td Ameritrade
    San Diego, CA
  • 09/2023 → 09/2023
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 02/2026 → Present
    Wealth Enhancement Group
    San Diego, CA
  • 02/2026 → Present
    Wealth Enhancement Advisory Services
    San Diego, CA
  • 09/2023 → 12/2025
    Christopher Weil
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-28
S63 Uniform Securities Agent State Law Examination 2013-06-29
  • S65 Uniform Investment Adviser Law Examination
    2014-05-28
  • S63 Uniform Securities Agent State Law Examination
    2013-06-29
Designations
  • Certified Financial Planner
Other Names
  • Kimberly Rae Higgins
  • Kimberly Higgins
  • Kimberly Rae Higgins
  • Kimberly Rae Higgins
  • Kimberly R. Higgins
  • Kimberly R Higgins

View on SEC IAPD

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