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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Wellesley | MA | 08/2009 | 11/2018 |
| Royal Alliance Associates, Inc. | Osterville | MA | 11/2018 | 11/2023 |
| Lpl Financial Llc | Osterville | MA | 11/2023 | Present |
1) 11/2023 - Kinsale Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 80 Hrs per month / 50% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-22 |
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