Erich Michael Imphong

Current Employers

Employment History

• 08/2016 → Present
  Plotkin Financial Advisors, Llc
  Chevy Chase, MD
• 08/2016 → Present
  Independent Financial Group, Llc
  Chevy Chase, MD
• 02/2025 → Present
  X Advisors, Llc
  Chevy Chase, MD

Previous Registrations

• 2013-02-25 → 2016-08-03
  Geier Asset Management Inc
  Marriottsville, MD

Other Businesses

1) ERICH IMPHONG POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2017 ADDRESS: 8401 Connecticut Avenue, Suite 401, Chevy Chase MD 20815, United States DESCRIPTION: MD INSURANCE AGENT PROVIDING VARIOUS TYPES OF INSURANCE PRODUCTS (2) PLOTKIN FINANCIAL ADVISORS, LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 07/01/2016 ADDRESS: 8401 Connecticut Avenue, Suite 401, Chevy Chase MD 20815, United States DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE OF PLOTKIN FINANCIAL ADVISORS, LLC A SEC REGISTERED INVESTMENT ADVISOR (3) ADVISOR ASSOCIATE POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2024 ADDRESS: 8401 Connecticut Avenue, Suite 401, Chevy Chase MD 20815, United States DESCRIPTION: Marketing & acquisition (4) OCEANVIEW CONSULTANTS, LLC POSITION: Officer/Director NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 6718 MONROE AVE, SYKESVILLE MD 21784, United States DESCRIPTION: Entity created to have economies of scales for human resources, leasing offices and payroll. (5) INDEPENDENT FINANCIAL GROUP, LLC: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2016 ADDRESS: 8401 Connecticut Avenue, Suite 401, Chevy Chase MD 20815, United States DESCRIPTION: REGISTERED REPRESENTATIVE OF INDEPENDENT FINANCIAL GROUP, LLC A SEC BROKER DEALER (6) X ADVISORS, LLC POSITION: Investment Adviser Representative NATURE: Outside Investment Advisor IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/2025 ADDRESS: 8401 Connecticut Avenue, Suite 401, Chevy Chase MD 20815, United States DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE OF X ADVISORS, LLC A SEC REGISTERED INVESTMENT ADVISOR

Exams

• S66 Uniform Combined State Law Examination
  2017-04-03

Designations