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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-08-28 |
| DE | RA | APPROVED | 2025-11-12 |
| MA | RA | APPROVED | 2025-11-04 |
| AR | RA | APPROVED | 2023-03-01 |
| NY | RA | APPROVED | 2021-04-16 |
| LA | RA | APPROVED | 2020-07-27 |
| RI | RA | APPROVED | 2020-03-20 |
| NV | RA | APPROVED | 2019-07-18 |
| GA | RA | APPROVED | 2019-06-20 |
| FL | RA | APPROVED | 2019-02-08 |
| IL | RA | APPROVED | 2018-08-29 |
| AZ | RA | APPROVED | 2018-06-27 |
| CA | RA | APPROVED | 2018-04-05 |
| PA | RA | APPROVED | 2018-01-29 |
| SC | RA | APPROVED | 2018-01-24 |
| VT | RA | APPROVED | 2017-02-24 |
| WA | RA | APPROVED | 2017-02-02 |
| CO | RA | APPROVED | 2016-10-17 |
| TX | RA | APPROVED | 2016-06-16 |
| NC | RA | APPROVED | 2015-12-07 |
| NJ | RA | APPROVED | 2015-05-15 |
Branch Locations
101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co Of America | Cranford | NJ | 07/2009 | 07/2021 |
| Park Avenue Securities | Cranford | NJ | 08/2009 | 07/2021 |
| Guardian Life Insurance Company | Parsippany | NJ | 07/2021 | 09/2024 |
| Park Avenue Securities | Parsippany | NJ | 07/2021 | 09/2024 |
| Guardian Life Insurance Company | Holmdel | NJ | 09/2024 | Present |
| Park Avenue Securities | Holmdel | NJ | 09/2024 | Present |
1. Non guardian insurance products-sell non guardian products, Start: 05/01/2012, Address: 1150 Raritan Road Cranford NJ 07016, 5 bus hrs per month, Investment related, 2. Rental property Keansburg-I own a rental property, Start: 10/23/2018, Address: 11 Leroy place Keansburg, NJ 07734, 1 bus hr per month, Investment related, 3) Collectibles-buying and selling collectibles - comic books, video games, Pokémon cards and things of this nature, Start: 03/15/2022, Address: 205 welsh place Morris plains nj 07950, 1 total hour per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 4) 807 longboat drive davenport Florida 33896-rental property, Start: 04/28/2023, Address: 807 longboat drive davenport Florida 33896, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5) The Fitzgerald Group LLC -President, Nature of Business: Doing Business As, Start date: 01/15/2021, Address: 101 Crawfords Corner Road Suite 2405 | Holmdel, NJ 07733, Duties: Officer, 40 total hours per month; 40 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-23 |
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