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Joseph B Fitzgerald

Park Avenue Securities LLC

Holmdel, NJ

CRD 5678424

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-08-28
DE RA APPROVED 2025-11-12
MA RA APPROVED 2025-11-04
AR RA APPROVED 2023-03-01
NY RA APPROVED 2021-04-16
LA RA APPROVED 2020-07-27
RI RA APPROVED 2020-03-20
NV RA APPROVED 2019-07-18
GA RA APPROVED 2019-06-20
FL RA APPROVED 2019-02-08
IL RA APPROVED 2018-08-29
AZ RA APPROVED 2018-06-27
CA RA APPROVED 2018-04-05
PA RA APPROVED 2018-01-29
SC RA APPROVED 2018-01-24
VT RA APPROVED 2017-02-24
WA RA APPROVED 2017-02-02
CO RA APPROVED 2016-10-17
TX RA APPROVED 2016-06-16
NC RA APPROVED 2015-12-07
NJ RA APPROVED 2015-05-15
  • MO RA
    APPROVED
    Since 2026-08-28
  • DE RA
    APPROVED
    Since 2025-11-12
  • MA RA
    APPROVED
    Since 2025-11-04
  • AR RA
    APPROVED
    Since 2023-03-01
  • NY RA
    APPROVED
    Since 2021-04-16
  • LA RA
    APPROVED
    Since 2020-07-27
  • RI RA
    APPROVED
    Since 2020-03-20
  • NV RA
    APPROVED
    Since 2019-07-18
  • GA RA
    APPROVED
    Since 2019-06-20
  • FL RA
    APPROVED
    Since 2019-02-08
  • IL RA
    APPROVED
    Since 2018-08-29
  • AZ RA
    APPROVED
    Since 2018-06-27
  • CA RA
    APPROVED
    Since 2018-04-05
  • PA RA
    APPROVED
    Since 2018-01-29
  • SC RA
    APPROVED
    Since 2018-01-24
  • VT RA
    APPROVED
    Since 2017-02-24
  • WA RA
    APPROVED
    Since 2017-02-02
  • CO RA
    APPROVED
    Since 2016-10-17
  • TX RA
    APPROVED
    Since 2016-06-16
  • NC RA
    APPROVED
    Since 2015-12-07
  • NJ RA
    APPROVED
    Since 2015-05-15

Branch Locations

101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co Of America Cranford NJ 07/2009 07/2021
Park Avenue Securities Cranford NJ 08/2009 07/2021
Guardian Life Insurance Company Parsippany NJ 07/2021 09/2024
Park Avenue Securities Parsippany NJ 07/2021 09/2024
Guardian Life Insurance Company Holmdel NJ 09/2024 Present
Park Avenue Securities Holmdel NJ 09/2024 Present
  • 07/2009 → 07/2021
    Guardian Life Ins Co Of America
    Cranford, NJ
  • 08/2009 → 07/2021
    Park Avenue Securities
    Cranford, NJ
  • 07/2021 → 09/2024
    Guardian Life Insurance Company
    Parsippany, NJ
  • 07/2021 → 09/2024
    Park Avenue Securities
    Parsippany, NJ
  • 09/2024 → Present
    Guardian Life Insurance Company
    Holmdel, NJ
  • 09/2024 → Present
    Park Avenue Securities
    Holmdel, NJ
Other Businesses

1. Non guardian insurance products-sell non guardian products, Start: 05/01/2012, Address: 1150 Raritan Road Cranford NJ 07016, 5 bus hrs per month, Investment related, 2. Rental property Keansburg-I own a rental property, Start: 10/23/2018, Address: 11 Leroy place Keansburg, NJ 07734, 1 bus hr per month, Investment related, 3) Collectibles-buying and selling collectibles - comic books, video games, Pokémon cards and things of this nature, Start: 03/15/2022, Address: 205 welsh place Morris plains nj 07950, 1 total hour per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 4) 807 longboat drive davenport Florida 33896-rental property, Start: 04/28/2023, Address: 807 longboat drive davenport Florida 33896, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5) The Fitzgerald Group LLC -President, Nature of Business: Doing Business As, Start date: 01/15/2021, Address: 101 Crawfords Corner Road Suite 2405 | Holmdel, NJ 07733, Duties: Officer, 40 total hours per month; 40 during securities trading hours, Investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-10
S63 Uniform Securities Agent State Law Examination 2014-10-23
  • S65 Uniform Investment Adviser Law Examination
    2015-03-10
  • S63 Uniform Securities Agent State Law Examination
    2014-10-23
Designations
  • Certified Financial Planner
Other Names
  • Joseph B Fitzgerald
  • Joseph Brian Fitzgerald

View on SEC IAPD

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