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Christopher Michael Grady

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-11
NC RA APPROVED 2019-05-20
  • TX RA
    APPROVED_RES
    Since 2021-08-11
  • NC RA
    APPROVED
    Since 2019-05-20

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 12/2018 Present
Search Solution Group Charlotte NC 08/2018 11/2018
Wells Fargo Charlotte NC 04/2018 05/2018
Us Army Destin FL 11/2012 04/2018
Unemployed Charlotte NC 05/2018 07/2018
Bank Of America, N.A. Charlotte NC 01/2019 Present
  • 12/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 08/2018 → 11/2018
    Search Solution Group
    Charlotte, NC
  • 04/2018 → 05/2018
    Wells Fargo
    Charlotte, NC
  • 11/2012 → 04/2018
    Us Army
    Destin, FL
  • 05/2018 → 07/2018
    Unemployed
    Charlotte, NC
  • 01/2019 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-17
  • S66 Uniform Combined State Law Examination
    2019-05-17
Other Names
  • Christopher Grady

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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