Kristen Jane Mahan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Albany, NY
• 11/2016 → 04/2025
  Wells Fargo Clearing Services, Llc
  Albany, NY
• 05/2025 → Present
  Raymond James & Associates
  Saratoga Springs, NY

Previous Registrations

• 2009-08-12 → 2025-05-27
  Wells Fargo Clearing Services, Llc
  Albany, NY
  Albany, NY

Other Businesses

(1)Name of Business: Tipp Hill Coastal Holdings LLC Address: 19 DOLPHIN DRIVE, LATHAM, NY, 12110, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/16/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the LLC that owns the property in Florida that is a rental property. My responsibilities are to correspond with the property manager and file taxes.

Exams

• S66 Uniform Combined State Law Examination
  2009-08-07

Designations

• Certified Financial Planner

Other Names

• Kristen Barrett