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Wade Henry Paffenroth

Osaic Wealth, Inc.

Oshkosh, WI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-18
  • WI RA
    APPROVED
    Since 2025-07-18

Branch Locations

1730 Algoma Blvd Suite B, Oshkosh, WI 54901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old National Bank (Formerly: Anchor Bank) Neenah WI 02/2011 08/2022
Lpl Financial, Llc Oshkosh WI 10/2011 07/2022
Fox Communities Investment Services Oshkosh WI 08/2022 07/2025
Lpl Financial Llc Oshkosh WI 08/2022 07/2025
Osaic Wealth Inc Oshkosh WI 07/2025 Present
  • 02/2011 → 08/2022
    Old National Bank (Formerly: Anchor Bank)
    Neenah, WI
  • 10/2011 → 07/2022
    Oshkosh, WI
  • 08/2022 → 07/2025
    Fox Communities Investment Services
    Oshkosh, WI
  • 08/2022 → 07/2025
    Oshkosh, WI
  • 07/2025 → Present
    Oshkosh, WI
Previous Registrations
  • 2022-09-01 → 2025-07-24
    Neenah, WI
    Oshkosh, WI
    New London, WI
    Clintonville, WI
    Black Creek, WI
    Oshkosh, WI
    San Diego, CA
  • 2011-10-11 → 2022-08-15
    Neenah, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Menasha, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
  • 2011-02-17 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Neenah, WI
    Menasha, WI
    Appleton, WI
    Appleton, WI
    Appleton, WI
  • 2010-01-06 → 2011-02-03
    Msi Financial Services, Inc.
    De Pere, WI
Other Businesses

1. Hesperus Wealth Planning POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/18/2025 ADDRESS: 1730 Algoma Blvd, Suite B, Oshkosh WI 54901, United States DESCRIPTION: Non-variable life insurance and annuity sales 2. TENACITY ADVISORY GROUP POSITION: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/18/2025 ADDRESS: 2700 Vernon Dr., Green Bay WI 54304, United States DESCRIPTION: Share Best Practices

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-05
S63 Uniform Securities Agent State Law Examination 2009-07-24
  • S65 Uniform Investment Adviser Law Examination
    2009-11-05
  • S63 Uniform Securities Agent State Law Examination
    2009-07-24
Designations
Other Names
  • Wade Paffenroth

View on SEC IAPD

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