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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Scanton | PA | 11/2013 | 05/2019 |
| Pnc Investments Llc | Pittsburgh | PA | 11/2013 | 12/2018 |
| Lpl Financial Llc | Dunmore | PA | 09/2019 | Present |
| The Fidlty Dpst & Discount Bank | Dunmore | PA | 06/2019 | Present |
1)07/30/2019 - FIDELITY ASSET MANAGEMENT SERVICES - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 2)07/30/2019 - DCNP REALTY, LLC - Real Estate Rental - inv rel - Mountain Top, PA - start: 01/2010 - 2 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-26 |
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