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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-07-22
  • VA RA
    APPROVED
    Since 2011-07-22

Branch Locations

10306 Eaton Pl Ste 420, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Mc Lean VA 06/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2011 Present
Nolan Stokes Mc Lean VA 12/2011 Present
Other Businesses

6.67% OWNER RAVENQUEST, LLC RECEIVING WMC COMPENSATION, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, SAME AS CURRENT. RUN THE WEALTH MANAGEMENT PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-30
  • S66 Uniform Combined State Law Examination
    2010-09-30

View on SEC IAPD

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