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Joann Sacco

LPl Enterprise, LLC

Howell, MI

Fort Mill, SC

Hartland Twp, MI

CRD 5677541

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-25
SC RA APPROVED 2024-10-01
MI RA APPROVED 2024-09-26
  • TX RA
    APPROVED_RES
    Since 2024-10-25
  • SC RA
    APPROVED
    Since 2024-10-01
  • MI RA
    APPROVED
    Since 2024-09-26

Branch Locations

Howell, MI • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Hartland Twp, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mary Kay Cosmetics Brighton MI 03/2015 09/2024
Comerica Securities, Inc. Detroit MI 09/2015 09/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
  • 03/2015 → 09/2024
    Mary Kay Cosmetics
    Brighton, MI
  • 09/2015 → 09/2024
    Comerica Securities, Inc.
    Detroit, MI
  • 09/2024 → Present
    Lpl Enterprise, Llc
    Fort Mill, SC
Previous Registrations
  • 2012-09-26 → 2023-11-21
    Comerica Securities
    Farmington, MI
    Ann Arbor, MI
    Detroit, MI
    Farmington, MI
    Bloomfield Hills, MI
    Farmington, MI
    Detroit, MI
Other Businesses

1) 09/11/2024-Mary Kay Consultant-Direct Sales-Not Inv Related-At Howell, MI-Start date 09/2015-Less than 1 hr/mth ?

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-21
  • S66 Uniform Combined State Law Examination
    2012-09-21
Other Names
  • Joann Sacco
  • Joann S Sacco

View on SEC IAPD

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