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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Rochester NY 09/2011 Present
Massmutual Life Insurance Co Rochester NY 09/2011 Present
Other Businesses

NAME: ERIC PALUMBO INV REL: Y ADD: 400 MERIDIAN CENTRE BLVD, SUITE 100, ROCHESTER NY 14618 NATURE: INSURANCE SALES POSITION: AGENT START DATE: 9/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES/SERVICE OF OUTSIDE CARRIER INSURANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-19
  • S63 Uniform Securities Agent State Law Examination
    2009-08-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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