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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Delray Beach | FL | 04/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 04/2016 | 07/2017 |
| Td Ameritrade, Inc. | Altamonte Springs | FL | 10/2017 | 12/2022 |
| Charles Schwab & Co., Inc. | Winter Park | FL | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Winter Park | FL | 11/2023 | Present |
1) DGA Property Solutions LLC | Investment Related:No|530 fitzwilliam way |orlando|Florida|32828|USA|Real Estate (Non-Agent/Broker)|sole member of the LLC|12/11/2020|Less than 20|0.000000|locating properties to invest in for the purpose renovating and renting out or reselling at a profit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-30 |
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