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Mark Gregory Floyd

Charles Schwab & Co., Inc.

Little Rock, AR

Germantown, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-02-07
TX RA APPROVED_RES 2019-01-02
  • AR RA
    APPROVED
    Since 2022-02-07
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

650 S. Shackleford Road Suite 140, Little Rock, AR 72211-3560 • United States

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Germantown TN 12/2013 04/2017
Charles Schwab & Co., Inc. Little Rock AR 04/2017 Present
Charles Schwab Bank Ssb Little Rock AR 04/2017 Present
  • 12/2013 → 04/2017
    Fidelity Investments
    Germantown, TN
  • 04/2017 → Present
    Charles Schwab & Co., Inc.
    Little Rock, AR
  • 04/2017 → Present
    Charles Schwab Bank Ssb
    Little Rock, AR
Previous Registrations
  • 2014-01-29 → 2017-04-24
    Strategic Advisers Llc
    Germantown, TN
  • 2009-08-19 → 2013-02-05
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-18
  • S66 Uniform Combined State Law Examination
    2009-08-18
Other Names
  • Mark G Floyd

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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