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Cristina Rosibel Ulvert

Efg Private Wealth Management (Americas) Corp.

Miami, FL

CRD 5677245

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Employer firm

Efg Private Wealth Management (Americas) Corp. CRD 158905

$2.30B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Efg Private Wealth Management (Americas) Corp.

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-23
CA RA APPROVED 2019-12-07
  • FL RA
    APPROVED
    Since 2019-12-23
  • CA RA
    APPROVED
    Since 2019-12-07

Branch Locations

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital International Inc Miami FL 05/2009 Present
Efg Capital Advisors Inc Miami FL 03/2016 Present
  • 05/2009 → Present
    Efg Capital International Inc
    Miami, FL
  • 03/2016 → Present
    Efg Capital Advisors Inc
    Miami, FL
Previous Registrations
  • 2016-07-11 → 2019-02-22
    Efg Capital Advisors Inc.
    Miami, FL
  • 2010-04-15 → 2014-11-06
    Efg Capital Advisors Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-05
  • S66 Uniform Combined State Law Examination
    2010-03-05
Other Names
  • Christina R Ulvert
  • Christina Rosibel Ulvert

View on SEC IAPD

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