Best Investors
Account
Sign in
Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-07-05 |
Branch Locations
1315 N. 205Th Street Suite 3, Elkhorn, NE 68022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 04/2012 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2019 |
| Commonwealth Financial Network | San Diego | CA | 07/2019 | Present |
| Parker Financial Associates | Elkhorn | NE | 07/2019 | Present |
1. Owner of rental property located in Kearney, NE, as of 7/1/2019; 0%time spent during business hours; Not conducted at branch location; Investment related. 2. Owner, C35875LR, LLC; an entity created for the purpose of owning rental property at 35875 Sodtown Rd, Ravenna, NE 68869 as of 04/2015; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Accounting, bill pay and payroll services, RLC Business Solutions; as of 03/15/2022; 1% of time spent during business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-12 |
Reach out to this advisor