Timothy P Schlosser

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2020
  Massmutual Life Insurance Company
  Oconomowoc, WI
• 06/2009 → 04/2020
  Mml Investors Services Inc
  Oconomowoc, WI
• 11/2013 → 05/2019
  First Bank Finanical Centre
  Oconomowoc, WI
• 04/2020 → Present
  Lpl Financial Llc
  Oconomowoc, WI
• 05/2019 → Present
  Bank Five Nine
  Oconomowoc, WI

Previous Registrations

• 2011-01-27 → 2020-04-22
  Mml Investors Services, Llc
  Delafield, WI
  Milwaukee, WI
  Madison, WI
  Oconomowoc, WI

Other Businesses

1) 4/17/20-Summit Street Wealth Management -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 4/17/2020- GBU Financial Life-Non-Variable Insurance- Agent for Fixed insurance, life - Oconomowoc, WI- start dat 1/1/2012- 4hrs/mth- 1% 3) 05/06/2021- Five Nine Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4) 2/27/2023 - Physicians Mutal - Wisconsin East - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Salesperson - Start Date - 02/15/2023 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-20
• S63 Uniform Securities Agent State Law Examination
  2009-07-08