Heath Hagan

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2021
  Vilonia School District
  Vilonia, AR
• 06/2021 → Present
  Prime Capital Little Rock
  Little Rock, AR
• 07/2021 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Other Businesses

1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent,10/2021, 10 hrs./mo., 10 hrs. 10 hours during trading, sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 2) HAGAN NEWKIRK FINANCIAL SERVICES, NON-INVESTMENT RELATED, 5625 RIDGEFIELD LANE, OWNER, BUSINESS RELATED ENTITY SET UP TO RECEIVE BUSINESS RELATED COMPENSATION. START DATE 03/21/24, OWNER (50%), 10 HOURS/MONTH, 10 HOURS PER MONTH DURING TRADING HOURS, PERFROM OTHER BUSINESS RELATED ACTIVIES (I.E. PAY EXPENSES, MARKETING EMPLOYEE BENEFIT OFFEREINGS THROUGH PURCHASE ASSISTANCE PROGRAM

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-12

Other Names

• Heath Hodges Hagan