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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-05 |
| PA | RA | APPROVED | 2023-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Monroeville | PA | 01/2012 | 05/2017 |
| Waddell & Reed, Inc. | Washington | PA | 05/2017 | 02/2018 |
| Waddell & Reed, Inc. | Pittsburgh | PA | 02/2018 | 10/2019 |
| Waddell & Reed, Inc. | Charleroi | PA | 10/2019 | 03/2020 |
| Waddell & Reed, Inc. | Connellsville | PA | 03/2020 | 04/2021 |
| Lpl Financial (Dba Iron Belt Partners) | Greensburg | PA | 04/2021 | 12/2021 |
| Saint Rita Church Of The Roman Catholic Diocese Of Greensburg | Connellsville | PA | 01/2001 | Present |
| Bianco Enterprises, Llc | Connellsville | PA | 06/2022 | Present |
| Lpl Financial Llc | Charleroi | PA | 09/2022 | Present |
1) 05/17/2023 - Bianco Enterprises, LLC - Business Owner - PA 15425 - Non investment related - 20 Hours per month - Start date: 06/01/2022. 2) 05/17/2023 - Saint Rita Church of the Roman Catholic Diocese of Greensburg - Religious Organization - choir director and organist for a church - Non investment related - 40 Hours per month - Start date: 01/01/2002.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-14 |
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