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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-17 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Newtown Square | PA | 01/2006 | 01/2017 |
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Lpl Financial, Llc | King Of Prussia | PA | 03/2017 | Present |
| Private Advisor Group, Llc | King Of Prussia | PA | 03/2017 | 01/2020 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | Present |
1. 6/26/2019 - PREMIER BROKERAGE - Investment Related - 604 Harper Ave, Jenkintown PA 19046 - Non-Variable Insurance - Start Date: 05/14/2019 - 8 Hours Per Month/2 Hours During Securities Trading - LIFE INSURANCE, DISABILITY, LTC. 2. 10/7/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month During Securities Trading. 3. 11/7/2019 - ECBM Insurance Brokers & Consultants - Investment Related - 1400 N. Providence Road, Suite 5025, Rosetree Corporate Center Building 2, Media, PA 19063 - Non-Variable Insurance - Start Date: 11/05/2019 - 4 Hours Per Month/0 Hours During Securities Trading - Health insurance. 4. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 1/24/2020 - Independence Square Holdings - DBA: (Hybrid) Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/21/2022 - Corpay - Not Investment Related - Location/Address: At the business location of the interested party - Outside/W-2 Employment - Sales Rep - Start Date: 01/31/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 12/11/2025 - RWP (Ryan Wealth Partners) - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2025 - 160 hours per month/ during trading 8. 04/14/2026 - Bernard Paul Pillion - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/25/2026 - 4 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-13 |
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