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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-17
  • PA RA
    APPROVED
    Since 2020-01-17

Branch Locations

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Newtown Square PA 01/2006 01/2017
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Lpl Financial, Llc King Of Prussia PA 03/2017 Present
Private Advisor Group, Llc King Of Prussia PA 03/2017 01/2020
Independence Square Holdings, Llc King Of Prussia PA 08/2019 Present
  • 01/2006 → 01/2017
    New England Securities
    Newtown Square, PA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Lpl Financial, Llc
    King Of Prussia, PA
  • 03/2017 → 01/2020
    King Of Prussia, PA
  • 08/2019 → Present
    King Of Prussia, PA
Previous Registrations
  • 2017-03-13 → 2020-01-14
    King Of Prussia, PA
    Morristown, NJ
  • 2015-01-02 → 2017-03-10
    Msi Financial Services, Inc.
    Exton, PA
    Newtown Square, PA
  • 2012-10-23 → 2015-01-02
    New England Securities
    Exton, PA
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1. 6/26/2019 - PREMIER BROKERAGE - Investment Related - 604 Harper Ave, Jenkintown PA 19046 - Non-Variable Insurance - Start Date: 05/14/2019 - 8 Hours Per Month/2 Hours During Securities Trading - LIFE INSURANCE, DISABILITY, LTC. 2. 10/7/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month During Securities Trading. 3. 11/7/2019 - ECBM Insurance Brokers & Consultants - Investment Related - 1400 N. Providence Road, Suite 5025, Rosetree Corporate Center Building 2, Media, PA 19063 - Non-Variable Insurance - Start Date: 11/05/2019 - 4 Hours Per Month/0 Hours During Securities Trading - Health insurance. 4. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 1/24/2020 - Independence Square Holdings - DBA: (Hybrid) Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/21/2022 - Corpay - Not Investment Related - Location/Address: At the business location of the interested party - Outside/W-2 Employment - Sales Rep - Start Date: 01/31/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 12/11/2025 - RWP (Ryan Wealth Partners) - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2025 - 160 hours per month/ during trading 8. 04/14/2026 - Bernard Paul Pillion - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/25/2026 - 4 hours per month/ 2 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-21
S63 Uniform Securities Agent State Law Examination 2006-02-13
  • S65 Uniform Investment Adviser Law Examination
    2012-09-21
  • S63 Uniform Securities Agent State Law Examination
    2006-02-13

View on SEC IAPD

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